Compliance Officer jobs - New York

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Nov 30 Trust Compliance Officer Global Investment Bank New York, NY

Compliance Officer. The Trust Compliance Officer will be responsible for ... ongoing maintenance and oversight of the compliance program. The Compliance Officer... more

Nov 30 Prime Brokerage Compliance Officer Top Financial Services Firm New York, NY

firm seeks a Prime Brokerage Compliance Officer for their New York Office. ... experience in implementing/auditing compliance with CFTC and NFA rules and... more

Nov 30 Fixed Income Compliance Officer Top Financial Services Firm New York, NY

Services firm is seeking a Fixed Income Compliance Officer. This fast paced position ... will report to the Chief Compliance Officer and will be responsible for:... more

Nov 30 Compliance Officer UBS Financial Services New York, NY

Summary and Mission: As a Compliance Officer in Asset Management you will be expected ... UBS Financial Services, Inc, New York, Compliance Officer, Legal, New York, New... more

Nov 30 Trade Compliance / Code of Ethics Compliance Officer New York, NY

looking for a very impressive trade compliance officer with asset management ... This compliance officer will be responsible for taking ownership of the trade compliance... more

Nov 30 Asset Management Investment Advisory Compliance Officer International Investment Bank New York, NY

of a global investment bank seeks a Compliance Officer. The Compliance ... professional will assist in all aspects of compliance with the Investment Company Act,... more

Nov 30 Senior Compliance Officer MRI Network New York, NY

audits and examinations; - Identify compliance, regulatory and reputational ... compliance issues - Must be proficient in compliance testing and conduct reviews of... more

Nov 30 Hedge Fund Compliance Top Hedge Fund New York, NY

or Management Consulting firm. The Compliance Officer will be involved with a ... trading, anti-money laundering, etc The Compliance Search Group offers: Recruiting... more

Nov 30 Compliance Manager StarPoint Solutions New York, NY

Compliance Officer in their oversight of compliance of the asset management business, ... documenting, monitoring and reporting on compliance client portfolio monitoring... more

Nov 30 Director - Equities Sales and Trading Compliance Top International Investment Bank New York, NY

an Equities Sales and Trading Compliance officer. RESPONSIBILITIES: Provide ... compliance support. Train business line and compliance support staff on relevant rules... more

Nov 30 Police Selection Officer United Nations Peacekeeping Operations New York, NY

the Police Selection and Recruitment Officer is responsible for the selection, ... organizations and countries; ensuring compliance with UN recruitment policies and... more

Nov 30 Security Coordination Officer, P-4 United Nations New York, NY

assessment; security procedures; security compliance; security training; and, security ... In the absence of the Senior Security Coordination Officer, he/she may be appointed to... more

Nov 30 Finance and Budget Officer, P-4 United Nations New York, NY

and Budget Officer, P-4 DEADLINE FOR APPLICATIONS: 24 Jan 2010 DATE OF ISSUANCE: ... and honours commitments; operates in compliance with organisational regulations... more

Nov 30 VP, Senior Credit Approver Officer United Commercial Bank New York, NY

files for accuracy, completeness, and compliance with bank polices and approval ... discuss asset quality, credit files, policy compliance, documentation deficiencies, and... more

Nov 30 Director - Complaint Resolution Team New York Life Insurance Company New York, NY

and inquiries are composed, approved by officer, and issued within our compliance ... proper reporting to Corporate Compliance, and adherence to all documented... more

Nov 30 Director of Evaluations Dpc- Digital Prospectors New York, NY

to assure Business Continuity, enhanced Compliance through the implementation of a ... - Working with the Chief Compliance Officer, access & manage risk (business &... more

Nov 30 Tax Consultant, Deloitte Tax Strategy Deloitte New York, NY

struggle to balance their regulatory compliance requirements with long-term ... and reports for Deloitte Tax Chief Strategy Officer, CEO and Tax Executive... more

Nov 30 Director, Professional Practice Saratoga Care Saratoga Springs, NY

all internal aspects of Magnet status, compliance, and initiatives. Provides ... by the Vice President, Chief Nursing Officer Education/Licensure: MS required,... more

Nov 30 Vice President - Operational Risk, Client Relationship Manager for a Global Investment Bank Jack Kelly New York

or internal audit background. As a coverage officer, the individual must: * Be ... by RiskCreditJobs.com, a division of Compliance Search Group. Please forward... more

Nov 30 Assistant CFO / Controller Brearley School New York, NY

Officer and serves as the chief accounting officer of the School and has leadership and ... The Assistant CFO/Controller has oversight for all accounting, reporting and compliance... more

Nov 29 Prime Brokerage Compliance Officer Top Financial Services Firm New York, NY

firm seeks a Prime Brokerage  Compliance Officer for their New York ... Prime Brokerage business operates in compliance with applicable... more

Nov 29 Fixed Income Compliance Officer Top Financial Services Firm New York, NY

Services firm is seeking a Fixed Income Compliance Officer. This fast paced position ... will report to the Chief Compliance Officer and will be responsible for:Ensuring... more

Nov 29 Trust Compliance Officer Global Investment Bank New York, NY

Compliance Officer. The Trust Compliance Officer will be responsible for ... oversight of the compliance program. The Compliance Officer will advise senior... more

Nov 29 Trade Compliance / Code of Ethics Compliance Officer New York, NY

looking for a very impressive trade compliance officer with asset management ... This compliance officer will be responsible for taking ownership of the trade compliance... more

Nov 29 Asset Management Investment Advisory Compliance Officer International Investment Bank New York, NY

of a global investment bank seeks a Compliance Officer.The Compliance ... development and maintenance of the firm’s compliance program. Serve as a liaison between... more